State Key Laboratory of Millimeter Waves

Abstract The fifth generation (5G) wireless communication networks are being deployed worldwide from 2020 and more capabilities are in the process of being standardized, such as mass connectivity, ultra-reliability, and guaranteed low latency. However, 5G will not meet all requirements of the future in 2030 and beyond, and sixth generation (6G) wireless communication networks are expected to provide global coverage, enhanced spectral/energy/cost efficiency, better intelligence level and security, etc. To meet these requirements, 6G networks will rely on new enabling technologies, i.e., air interface and transmission technologies and novel network architecture, such as waveform design, multiple access, channel coding schemes, multi-antenna technologies, network slicing, cell-free architecture, and cloud/fog/edge computing. Our vision on 6G is that it will have four new paradigm shifts. First, to satisfy the requirement of global coverage, 6G will not be limited to terrestrial communication networks, which will need to be complemented with non-terrestrial networks such as satellite and unmanned aerial vehicle (UAV) communication networks, thus achieving a space-air-ground-sea integrated communication network. Second, all spectra will be fully explored to further increase data rates and connection density, including the sub-6 GHz, millimeter wave (mmWave), terahertz (THz), and optical frequency bands. Third, facing the big datasets generated by the use of extremely heterogeneous networks, diverse communication scenarios, large numbers of antennas, wide bandwidths, and new service requirements, 6G networks will enable a new range of smart applications with the aid of artificial intelligence (AI) and big data technologies. Fourth, network security will have to be strengthened when developing 6G networks. This article provides a comprehensive survey of recent advances and future trends in these four aspects. Clearly, 6G with additional technical requirements beyond those of 5G will enable faster and further communications to the extent that the boundary between physical and cyber worlds disappears.

With the demanding system requirements for the fifth-generation (5G) wireless communications and the severe spectrum shortage at conventional cellular frequencies, multibeam antenna systems operating in the millimeter-wave frequency bands have attracted a lot of research interest and have been actively investigated. They represent the key antenna technology for supporting a high data transmission rate, an improved signal-to-interference-plus-noise ratio, an increased spectral and energy efficiency, and versatile beam shaping, thereby holding a great promise in serving as the critical infrastructure for enabling beamforming and massive multiple-input multiple-output (MIMO) that boost the 5G. This paper provides an overview of the existing multibeam antenna technologies which include the passive multibeam antennas (MBAs) based on quasi-optical components and beamforming circuits, multibeam phased-array antennas enabled by various phase-shifting methods, and digital MBAs with different system architectures. Specifically, their principles of operation, design, and implementation, as well as a number of illustrative application examples are reviewed. Finally, the suitability of these MBAs for the future 5G massive MIMO wireless systems as well as the associated challenges is discussed.

Surface plasmon polaritons (SPPs) are localized surface electromagnetic waves that propagate along the interface between a metal and a dielectric. Owing to their inherent subwavelength confinement, SPPs have a strong potential to become building blocks of a type of photonic circuitry built up on 2D metal surfaces; however, SPPs are difficult to control on curved surfaces conformably and flexibly to produce advanced functional devices. Here we propose the concept of conformal surface plasmons (CSPs), surface plasmon waves that can propagate on ultrathin and flexible films to long distances in a wide broadband range from microwave to mid-infrared frequencies. We present the experimental realization of these CSPs in the microwave regime on paper-like dielectric films with a thickness 600-fold smaller than the operating wavelength. The flexible paper-like films can be bent, folded, and even twisted to mold the flow of CSPs.

In this paper, a double V-shaped metasurface that can efficiently convert linear polarizations of electromagnetic (EM) waves in wideband is proposed. Based on the electric and magnetic resonant features of a single V-shaped particle, four EM resonances are generated in a V-shaped pair, leading to significant bandwidth expansion of cross-polarized reflections. The simulation results show that the proposed metasurface is able to convert linearly polarized waves into cross-polarized waves in ultrawideband from 12.4 to 27.96 GHz, with an average polarization conversion ratio (PCR) of 90%. The experimental results are in good agreement with the numerical simulations. Compared to published designs, the proposed polarization converter has a simple geometry but an ultrawideband and hence can be used in many applications, such as reflector antennas, imaging systems, remote sensors, and radiometers. The method can also be extended to the terahertz band.

The conversion from spatial propagating waves to surface plasmon polaritons (SPPs) has been well studied, and shown to be very efficient by using gradient-index metasurfaces. However, feeding energies into and extracting signals from functional plasmonic devices or circuits through transmission lines require the efficient conversion between SPPs and guided waves, which has not been reported, to the best of our knowledge. In this paper, a smooth bridge between the conventional coplanar waveguide (CPW) with 50 Ω impedance and plasmonic waveguide (e.g., an ultrathin corrugated metallic strip) has been proposed in the microwave frequency, which converts the guided waves to spoof SPPs with high efficiency in broadband. A matching transition has been proposed and designed, which is constructed by gradient corrugations and flaring ground, to match both the momentum and impedance of CPW and the plasmonic waveguide. Simulated and measured results on the transmission coefficients and near-filed distributions show excellent transmission efficiency from CPW to a plasmonic waveguide to CPW in a wide frequency band. The high-efficiency and broadband conversion between SPPs and guided waves opens up a new avenue for advanced conventional plasmonic integrated functional devices and circuits.

Since invisibility cloaks were first suggested by transformation optics theory, there has been much work on the theoretical analysis and design of various types and a few experimental verifications at microwave and optical frequencies within two-dimensional limits. Here, we realize the first practical implementation of a fully 3D broadband and low-loss ground-plane cloak at microwave frequencies. The cloak, realized by drilling inhomogeneous holes in multi-layered dielectric plates, can conceal a 3D object located under a curved conducting plane from all viewing angles by imitating the reflection of a flat conducting plane. We also designed and realized, using non-resonant metamaterials, a high-gain lens antenna that can produce narrow-beam plane waves in the near-field region in a broad frequency band. The antenna constitutes the transmitter of the measurement system and is essential for the measurement of cloaking behaviour. Optical cloaking has already been demonstrated in two dimensions, and also in three dimensions for a limited range of angles. Now, Ma and Cui present a metamaterial-based cloaking device that can shield an object lying on the ground plane from all viewing angles at microwave frequencies.

By etching longitudinal slots on the top metallic surface of the substrate integrated waveguide (SIW), an integrated slot-array antenna is proposed in this letter. The whole antenna and feeding system are fabricated on a single substrate, which takes the advantage of small size, low profile, and low cost, etc. The design process and experimental results of a four-by-four SIW slot array antenna at X-band are presented.

The terahertz region is a special region of the electromagnetic spectrum that incorporates the advantages of both microwaves and infrared light waves. In the past decade, metamaterials with effective medium parameters or gradient phases have been studied to control terahertz waves and realize functional devices. Here, we present a new approach to manipulate terahertz waves by using coding metasurfaces that are composed of digital coding elements. We propose a general coding unit based on a Minkowski closed-loop particle that is capable of generating 1-bit coding (with two phase states of 0 and 180°), 2-bit coding (with four phase states of 0, 90°, 180°, and 270°), and multi-bit coding elements in the terahertz frequencies by using different geometric scales. We show that multi-bit coding metasurfaces have strong abilities to control terahertz waves by designing-specific coding sequences. As an application, we demonstrate a new scattering strategy of terahertz waves—broadband and wide-angle diffusion—using a 2-bit coding metasurface with a special coding design and verify it by both numerical simulations and experiments. The presented method opens a new route to reducing the scattering of terahertz waves. A team in China has demonstrated a new strategy for controlling terahertz waves by using ‘coding’ metasurfaces to attain broadband diffusion. Metamaterials have previously been used to control terahertz waves and develop functional devices. Now, Tie Jun Cui and co-workers have developed metasurfaces composed of one-, two- and three-bit digital coding elements based on Minkowski loops. They demonstrated their coding surfaces by showing that metasurfaces with appropriately designed coding sequences can be used to strongly manipulate terahertz waves. In particular, they realized broadband, wide-angle diffusion using a two-bit coding metasurface with a special design and obtained good agreement between the measured results and numerical simulations. The proposed method offers a new way to control scattering of terahertz waves and can be implemented using conventional lithography.

We demonstrate the design, characterization, and interference-theory interpretation of a terahertz triple-band metamaterial absorber (MA). The experiments show that the fabricated MA has three distinctive absorption peaks at 0.5, 1.03, and 1.71 THz with absorption rates of 96.4%, 96.3%, and 96.7%, respectively. We use the multi-reflection interference theory to investigate the physical insight of the proposed triple-band terahertz MA, which provides a design guideline for MA of such type. The theoretical predictions of the interference model have excellent agreements with experimental results. The designed multiband absorber is easy to manufacture and insensitive to incident polarizations with high absorption, which is favorable for various applications.

A 64-channel massive multiple-input multiple-output (MIMO) transceiver with a fully digital beamforming (DBF) architecture for fifth-generation millimeter-wave communications is presented in this paper. The DBF-based massive MIMO transceiver is operated at 28-GHz band with a 500-MHz signal bandwidth and the time division duplex mode. The antenna elements are arranged as a 2-D array, which has 16 columns (horizontal direction) and 4 rows (vertical direction) for a better beamforming resolution in the horizontal plane. To achieve half-wavelength element spacing in the horizontal direction, a new sectorial transceiver array design with a bent substrate-integrated waveguide is proposed. The measured results show that an excellent RF performance is achieved. The system performance is tested with the over-the-air technique to verify the feasibility of the proposed DBF-based massive MIMO transceiver for high data rate millimeter-wave communications. Using the beam-tracking technique and two streams of QAM-64 signals, the proposed millimeter-wave MIMO transceiver can achieve a steady 5.3-Gb/s throughput for a single user in fast mobile environments. In the multiple-user MIMO scenario, by delivering 20 noncoherent data streams to eight four-channel user terminals, it achieves a downlink peak data rate of 50.73 Gb/s with the spectral efficiency of 101.5 b/s/Hz.

Digital coding representation of metamaterials and metasurfaces allows information and signal processing operations to be performed directly on physical spaces.

We propose ultrathin multiband metamaterial absorbers in the microwave frequencies in which the design, analysis, fabrication, and measurement of the absorbers working in multiple bands are presented. The metamaterial absorbers consist of a periodic arrangement of different scales of electric-field-coupled-LC (ELC) resonators and a metallic background plane, separated by only 1 mm dielectric spacer. By tuning the scale factor of the ELC unit cells, we achieve independently multiple absorptions at different customized frequencies. Experiments demonstrate excellent absorption rates in the designed frequency bands over wide angles of incident waves for both transverse electric and magnetic polarizations. The explanation to the physical mechanism of the multiband metamaterial absorber is presented and verified.

In this paper, a new guided wave structure of half mode substrate integrated waveguide (HMSIW) for microwave and millimeter wave application is proposed for the first time. The principle of the HMSIW is described, and its propagation characteristics are simulated and measured. The measured results at microwave and millimeter wave bands show that the attenuation of it is less than that of conventional microstrip and even SIW, but its size is nearly half of a SIW. Thus, we can further compress the size of a microwave or millimeter wave integrated circuit based on this new guided wave structure.

The propagation properties of the half-mode substrate integrated waveguide (HMSIW) are studied theoretically and experimentally in this paper. Two equivalent models of the HMSIW are introduced. With the first model, equations are derived to approximate the field distribution inside and outside the HMSIW. Using the second model, an approximate closed-form expression is deduced for calculating the equivalent width of an HMSIW that takes into account the effect of the fringing fields. The obtained design formulas are validated by simulations and experiments. Furthermore, the attenuation characteristics of the HMSIW are studied using the multiline method in the frequency range of 20-60 GHz. A numerical investigation is carried out to distinguish between the contributions of the conductive, dielectric, and radiation losses. As a validation, the measured attenuation constant of a fabricated HMSIW prototype is presented and compared with that of a microstrip (MS) line and a substrate integrated waveguide (SIW). The SIW is designed with the same cutoff frequency and fabricated on the same substrate as the HMSIW. The experimental results show that the HMSIW can be less lossy than the MS line and the SIW at frequencies above 40 GHz.

We present the simulation, implementation, and measurement of a broadband terahertz (THz) metamaterial absorber. By stacking 12 metallic bars of varying lengths on three polyimide layers with equal spacing, a broadband absorption spectrum is formed through merging multiple successive resonance peaks. The measured total absorption exceeds 95% from 0.81 to 1.32 THz at the normal incidence and the full width at half maximum is 64% (from 0.76 to 1.48 THz). The absorption decreases with fluctuations as the incident angle increases but remains above 62% even at the incident angle of 40°. The physical explanation to the absorption mechanism is presented and verified by a 9-bar example, which exhibits narrower absorption bandwidth. It is also experimentally demonstrated that the proposed structure is robust against misalignment of each metallic layer.

We present a metamaterial for simultaneous optical transparency and microwave absorption in broadband, which can be used as an optically transparent radar-wave absorber. The proposed metamaterial absorber is made of windmill-shaped elements with the reflection spectra featured by three absorption bands. By properly tailoring the resonances of the structure, we achieve the optimized metamaterial absorptivity that is greater than 90% from 8.3 to 17.4 GHz. In the meantime, excellent optical transmittance is achieved by use of the indium tin oxide (ITO) film with moderate surface resistance, implying that the optical properties of the metamaterial are hardly affected by the periodic meta-atoms. Both numerical simulations and experimental results demonstrate the good performance of the proposed metamaterial, thereby enabling a wide range of applications such as ultrathin detectors and photovoltaic solar cells in the future.

Because of their exceptional capability to tailor the effective medium parameters, metamaterials have been widely used to control electromagnetic waves, which has led to the observation of many interesting phenomena, for example, negative refraction, invisibility cloaking, and anomalous reflections and transmissions. However, the studies of metamaterials or metasurfaces are mainly limited to their physical features; currently, there is a lack of viewpoints on metamaterials and metasurfaces from the information perspective. Here we propose to measure the information of a coding metasurface using Shannon entropy. We establish an analytical connection between the coding pattern of an arbitrary coding metasurface and its far-field pattern. We introduce geometrical entropy to describe the information of the coding pattern (or coding sequence) and physical entropy to describe the information of the far-field pattern of the metasurface. The coding metasurface is demonstrated to enhance the information in transmitting messages, and the amount of enhanced information can be manipulated by designing the coding pattern with different information entropies. The proposed concepts and entropy control method will be helpful in new information systems (for example, communication, radar and imaging) that are based on the coding metasurfaces. The amount of information held in a reflection from a metasurface coded with a digital pattern can be analysed using the concept of entropy. While metamaterials have been widely used to control electromagnetic waves, they have been little studied from an information perspective. Tie Jun Cui of Southeast University in China and co-workers have discovered that the far-field reflection pattern of a metasurface is the Fourier transform of its coding pattern. Using full-wave numerical simulations, the team studied the behaviour of various metasurface patterns, including periodic, non-periodic and random codes. They found that the amount of information in the far-field reflection is controlled by the coding pattern. The entropy of the far-field reflection pattern increases with increasing entropy of the code. This approach could find application in multi-target radar, imaging systems and multichannel communication.

We present the design, analysis and measurements of a polarization-insensitive tunable metamaterial absorber with varactor diodes embedded between metamaterial units. The basic unit shows excellent absorptivity in the designed frequency band over a wide range of incident angles. By regulating the reverse bias voltage on the varactor diode, the absorption frequency of the designed unit can be controlled continuously. The absorption mechanism is interpreted using the electromagnetic-wave interference theory. When the metamaterial units are placed along two orthogonal directions, the absorber is insensitive to the polarization of incident waves. The tunability of the absorber has been verified by experimental results with the measured bandwidth of 1.5 GHz (or relative bandwidth of 30%).

Three types of ultrawideband (UWB) antennas with triple notched bands are proposed and investigated for UWB communication applications. The proposed antennas consist of a planar circular patch monopole UWB antenna and multiple etched slots on the patch and/or split ring resonators (SRRs) coupled to the feed line. Good agreement is achieved between the simulated and measured results. These techniques are significant for designing UWB antennas with multiple narrow frequency notched bands or for designing multiband antennas.

This letter presents the design and experiment of the half mode substrate integrated waveguide (HMSIW) bandpass filters. Three-pole and five-pole HMSIW filters are simulated by using CST software and fabricated with a single layer standard printed circuit board process. Different external-coupling approaches are adopted in the design of the two filters. The measured results are in good agreement with the simulated results. Low insertion loss and good selectivity are achieved